FinTech Audit Traceability & Compliance

    1

    Automate PCI-DSS v4.0, SOC2 Type II, and SOX 404 compliance audits on PR diffs with audit-ready traceability matrices.

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    FinTech Audit Traceability & Compliance

    Example session with this skill installed

    Audit this PR diff for PCI-DSS compliance and generate a traceability matrix. Ticket ID: PAY-402. Component: TransactionProcessor. Test: unit_test_encryption_passed.

    • Read your context and instructions
    • Compiled the fintech audit traceability

    I have audited the code changes for compliance with PCI-DSS v4.0 and SOC2 Type II standards. The diff was scanned for sensitive data leaks, logging hygiene, and control assertions.

    Compliance Traceability Matrix

    Requirement IDComponentRegulatory ControlEvidence / StatusAuditor Sign-off
    PCI-DSS 3.3TransactionProcessorPAN MaskingVerified: No unmasked PAN in logs[PENDING]
    PCI-DSS 6.4.1TransactionProcessorSeparation of DutiesTicket PAY-402 linked to PR[PASSED]
    SOC2.CC6.1TransactionProcessorAccess ControlInput validation boundary checks present[PASSED]
    SOX 404.1TransactionProcessorLedger IntegrityState-mutating ledger assertion found[PASSED]

    Compliance Attestation Certificate

    Date: 2026-10-12
    Scope: TransactionProcessor.js (PR #892)
    Summary: The audit found no cleartext CVV or PAN logging. The change implements mandatory dual-authorization for ledger updates. All input parameters are validated against whitelist schemas.

    Security Findings:

    • No unmasked PII detected in console.log or standard error streams.
    • Encryption modules are called correctly before data persistence.
    • Peer review verification is documented via Ticket PAY-402.

    Next steps

    1. Resolve the PENDING sign-off for Requirement 3.3 with the Security Lead.
    2. Commit this matrix to the /docs/compliance/audits directory.
    3. Trigger the final CI build to attach unit_test_encryption_passed results to the record.

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    About this skill

    Equips Claude Code, Cursor, Copilot, and other AI coding agents with regulatory compliance engineering capabilities for banking, payments, and financial software.

    Backed by the open-source fintech-audit-traceability engine, this skill enforces strict regulatory boundaries and generates audit-grade evidence before code reaches production.

    Key Regulatory Standards Enforced:

    1. PCI-DSS v4.0 (Req 3.4 & 6.2): Scans for unmasked Primary Account Numbers (PAN), CVVs, and dynamic SQL injection patterns.
    2. SOC2 Type II (Security & Confidentiality): Enforces ticket-to-code traceability, sanitized error logs, and separation of duties.
    3. SOX 404 (Financial Reporting Controls): Enforces state-mutating ledger balance invariants and dual-authorization verification.

    What This Skill Delivers:

    • Pre-Commit Regulatory Scan: Flags compliance violations directly in your editor.

    • Audit-Ready Traceability Matrix (FAT-M): Generates structured markdown tables linking Jira Ticket IDs, component files, regulatory tags, and test assertion evidence.

    • Auditor Sign-Off Certificate: Formatted attestation ready for SOC2/PCI compliance packets.

    • GitHub Repository: https://github.com/soniran635/fintech-audit-traceability

    • License: MIT License

    How to use

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